FINRA General Securities Representative Qualification Examination (GS) : Series-7

Exam Code: Series-7

Exam Name: General Securities Representative Qualification Examination (GS)

Updated: Sep 08, 2026

Q & A: 402 Questions and Answers

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About FINRA General Securities Representative Qualification Examination (GS) : Series-7 Exam

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FINRA Series 7 Certification Path

  • Step 1: Fist the applicant must take and pass the SIE Exam
  • Step 2: After it Secure a Sponsorship
  • Step 3: and then Study for the Series 7 Exam
  • Step 4: At the end Pass the Series 7 Exam

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Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

How much FINRA Series 7 Certification Exam cost

The Series 7 exam is officially known as the general exam of securities representatives. It is a highly regulated exam that must be taken in an official test center. The cost to take the test is at least $ 265, with some areas in charge a little more.

FINRA Series-7 Exam Syllabus Topics:

SectionObjectives
Topic 1: Processes Customer Orders- Trade reporting and confirmation procedures
- Order entry, execution, and settlement basics
Topic 2: Provides Information About Investments- Taxation and risk characteristics
- Equities, fixed income, and packaged products
Topic 3: Evaluates Customers' Financial Profile- Customer investment objectives and risk tolerance
- Financial status and suitability assessment
Topic 4: Seeks Business for the Broker-Dealer- Prospecting clients and marketing products
- Understanding regulatory constraints on communications
Topic 5: Makes Recommendations and Transfers Assets- Account transfers and asset movement procedures
- Suitability and recommendation rules

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